Compliance audit status
Status of the annual compliance audit required under the SEBI (Research Analysts) Regulations.
Audit status by financial year
| Financial year | Status | Audit report date | Adverse findings | Action taken |
|---|---|---|---|---|
| 2025–26 | Not applicable: registration was granted after this financial year | Not applicable | Not applicable | Not applicable |
| 2026–27 | Not yet due: to be completed by 30 September 2027 | To be updated | To be updated | To be updated |
Research Analysts must complete an annual compliance audit within six months of the end of each financial year, submit it to RAASB / SEBI, publish its status and any adverse findings with the action taken on their website, and share it with clients.